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Mutual exchange
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#	Item
741	Microsoft Word - ICI-ICI Global Letter on Regulation of Electronic Trading Consultation.doc Add to Reading List Source URL: www.iciglobal.org Language: English Finance Electronic trading Algorithmic trading High-frequency trading Trading room Flash Crash Alternative Trading Systems U.S. Securities and Exchange Commission Mutual fund Financial economics Investment Financial markets
742	ICI RESEARCH PERSPECTIVE 1401 H STREET, NW, SUITE 1200 \| WASHINGTON, DC 20005 \| [removed] \| WWW.ICI.ORG WHAT’S INSIDE 2 What Is a Closed-End Fund? 2 Closed-End Fund Pricing Add to Reading List Source URL: www.iciglobal.org Language: English Funds Financial services Equity securities Collective investment schemes Mutual fund Closed-end fund Net asset value Exchange-traded fund Equity Financial economics Investment Finance
743	October 5, 2012 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.idc.org Language: English Financial services Collective investment schemes Funds Institutional investors Hedge fund Mutual fund Investment Company Institute Closed-end fund U.S. Securities and Exchange Commission Financial economics Investment Finance
744	Examination on Dealing Rules and Regulations: Securities (including Derivatives) Paper 17 Thailand Securities Institute Add to Reading List Source URL: www.tsi-thailand.org Language: English - Date: 2014-11-25 02:50:03 United States securities law Financial services Stock market Institutional investors Stock Exchange of Thailand Securities Exchange Act Mutual fund Security U.S. Securities and Exchange Commission Financial economics Investment Finance
745	Examination for Additional Product: Funds and Equities (for Debt Instrument Investment Consultant) Paper 10 Thailand Securities Institute Add to Reading List Source URL: www.tsi-thailand.org Language: English - Date: 2014-11-25 02:50:01 Financial services Funds Equity securities Stock market Mutual fund Hedge fund Stock fund Specialized investment fund Exchange-traded fund Financial economics Investment Finance
746	Examination on Dealing Rules and Regulations: Securities (Excluding Derivatives) Paper 18 Thailand Securities Institute Add to Reading List Source URL: www.tsi-thailand.org Language: English - Date: 2014-11-25 02:50:03 Stock market Securities Financial services United States securities law Institutional investors Mutual fund Security Stock Exchange of Thailand Securities Exchange Act Financial economics Investment Finance
747	Fund Investment Consultant Examination Paper 4 Thailand Securities Institute November 2014 Add to Reading List Source URL: www.tsi-thailand.org Language: English - Date: 2014-11-25 02:49:59 Financial services Institutional investors Financial markets Mutual fund Security Capital asset pricing model U.S. Securities and Exchange Commission Regulation S-K Hedge fund Financial economics Investment Finance
748	The Closed-End Fund Market, 2011 (ICI Research Perspective, Vol. 18, No.1) Add to Reading List Source URL: www.iciglobal.org Language: English Funds Equity securities Financial services Collective investment schemes Mutual fund Closed-end fund Exchange-traded fund Stock fund Net asset value Financial economics Investment Finance
749	Rules and Regulations for Dealing in Securities (Excluding Derivatives) Paper 24 Thailand Securities Institute Add to Reading List Source URL: www.tsi-thailand.org Language: English - Date: 2014-11-25 02:50:05 Securities Stock market Institutional investors Mutual fund Stock Exchange of Thailand Settlement Financial economics Investment Financial services
750	2015 Mutual Fund Compliance Programs Conference The Growing and Evolving World of Mutual Fund Compliance May 7–8, 2015 • Marriott Wardman Park Hotel • Washington, DC PRELIMINARY PROGRAM Add to Reading List Source URL: gmm.ici.org Language: English - Date: 2015-01-28 17:28:41 AllianceBernstein U.S. Securities and Exchange Commission Management Public administration Financial economics Frank E. Sheeder III Corporate governance Regulatory compliance Chief compliance officer

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